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Learn Financial Regulation

Study Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • UK FINANCIAL REGULATION
    UK FINANCIAL REGULATION

    UK FINANCIAL REGULATION

    By: Ma Sha
    All definitions, OTHER DIRECT INVESTMENTS, COLLECTIVE INVESTMENTS ...
    18
    Decks
    288
    Flashcards
    162
    Learners
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Matthew MacKinnon
    The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation ...
    7
    Decks
    475
    Flashcards
    136
    Learners
  • CISI UK Financial Regulations
    CISI UK Financial Regulations

    CISI UK Financial Regulations

    By: Bethan Parfitt
    1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associate Legislation and Regulation ...
    6
    Decks
    797
    Flashcards
    280
    Learners
  • CeMAP 1: UK Financial Regulation (UKFR)
    CeMAP 1: UK Financial Regulation (UKFR)

    CeMAP 1: UK Financial Regulation (UKFR)

    By: Steven Byne
    A new consumer duty, Topic 1: Introducing the financial services industry, Topic 2: Economic policy and financial regulation ...
    26
    Decks
    652
    Flashcards
    36
    Learners
  • CISI Financial Regulations
    CISI Financial Regulations

    CISI Financial Regulations

    By: Fil Abbax
    Chapter 1: Regulatory Environment, COBS: application and general provisions, COBS: Client Categorisation ...
    18
    Decks
    434
    Flashcards
    12
    Learners
  • CII R01 - Financial Services, Regulation & Ethics
    CII R01 - Financial Services, Regulation & Ethics

    CII R01 - Financial Services, Regulation & Ethics

    By: Karishma Hirani
    Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection ...
    23
    Decks
    428
    Flashcards
    56
    Learners
  • Financial services, regulation and ethics: RO1
    Financial services, regulation and ethics: RO1

    Financial services, regulation and ethics: RO1

    By: Katie Vincent
    RO1: Chapter 1, RO1: Chapter 2, RO1: Chapter 3 ...
    11
    Decks
    254
    Flashcards
    45
    Learners
  • IOC - UK Financial Regulation
    IOC - UK Financial Regulation

    IOC - UK Financial Regulation

    By: Radleigh Foster
    IOC - Regulatory Environment, IOC - FSMA 2000 FSA 2012, IOC - Legislation And Regulation ...
    5
    Decks
    78
    Flashcards
    70
    Learners
  • R01: Financial Services, Regulation and Ethics
    R01: Financial Services, Regulation and Ethics

    R01: Financial Services, Regulation and Ethics

    By: Jonathon Brand
    1. The UK Financial Services Industry: An Overview, 2. Serving the Retail Consumer, 3. Laws and Legal Concepts Relevant to Financial Advice ...
    9
    Decks
    629
    Flashcards
    20
    Learners
  • Financial Institutions and Regulations
    Financial Institutions and Regulations

    Financial Institutions and Regulations

    By: Samuel Eccel
    Introduction, Banks as Delegated Monitors, Credit Rationing ...
    11
    Decks
    247
    Flashcards
    11
    Learners
  • CISI UK Financial Regulation 2025
    CISI UK Financial Regulation 2025

    CISI UK Financial Regulation 2025

    By: Jack Eden
    Last Minute Study / Past Paper Questions / AI Questions, Chapter 1: The Regulatory Environment, Chapter 4: The FCA Conduct of Business and Client Assets Sourcebooks
    3
    Decks
    313
    Flashcards
    13
    Learners
  • R01 - Financial Services, Regulation and Ethics
    R01 - Financial Services, Regulation and Ethics

    R01 - Financial Services, Regulation and Ethics

    By: Sam Cross
    Chapter 1A - Overview, Chapter 1B - UK Financial Services Structure, Chapter 1C - The Role and Structure of International Markets ...
    10
    Decks
    367
    Flashcards
    6
    Learners
  • Financial Regulation
    Financial Regulation

    Financial Regulation

    By: Ευαγγελια Αγροδημου
    Lecture 3, Lecture 4, Lecture 5 ...
    6
    Decks
    68
    Flashcards
    1
    Learner
  • UK Financial Regulations
    UK Financial Regulations

    UK Financial Regulations

    By: Naimeh Sabourian
    Chapter 1: The Regulatory Environment, FSMA 2000 and FSA 2012, Conduct of Business ...
    6
    Decks
    410
    Flashcards
    2
    Learners
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Jennie Acharjee
    FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012 ...
    5
    Decks
    49
    Flashcards
    10
    Learners
  • CISI: UK Financial Regulations
    CISI: UK Financial Regulations

    CISI: UK Financial Regulations

    By: Samuel Peterson
    Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 & Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation ...
    6
    Decks
    574
    Flashcards
    2
    Learners
  • CISI UK Financial Regulation 2023/24
    CISI UK Financial Regulation 2023/24

    CISI UK Financial Regulation 2023/24

    By: Georgia Boddy
    1. The Regulatory Environment, 2. The Financial Services Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation Regulation ...
    6
    Decks
    224
    Flashcards
    15
    Learners
  • Financial Accounting & Regulation
    Financial Accounting & Regulation

    Financial Accounting & Regulation

    By: Keith Doornbos
    Accounting Changes, Bonds Debt Restructure, Consolidations ...
    18
    Decks
    325
    Flashcards
    2
    Learners
  • UK Financial Regulation Unit 1
    UK Financial Regulation Unit 1

    UK Financial Regulation Unit 1

    By: Carmel Juanillo
    Topic 1, Topic 2, Topic 3 ...
    16
    Decks
    58
    Flashcards
    14
    Learners
  • Financial & Regulation
    Financial & Regulation

    Financial & Regulation

    By: Chris Gar
    Accounting Changes, Bonds Debt Restructure, Consolidations ...
    18
    Decks
    338
    Flashcards
    1
    Learner
  • Financial and Regulation
    Financial and Regulation

    Financial and Regulation

    By: Dan Brendich
    Accounting Changes, Bonds Debt Restructure, Consolidations ...
    18
    Decks
    338
    Flashcards
    1
    Learner
  • UK Financial Regulations
    UK Financial Regulations

    UK Financial Regulations

    By: Andrea Ruiz
    COBS/CASS
    1
    Decks
    175
    Flashcards
    3
    Learners
  • IOC Financial Regulation
    IOC Financial Regulation

    IOC Financial Regulation

    By: Fraser Wright
    Chapter 3 - Assc Legislation and Regulation, Chapter 1 - Regulatory Environment, Chapter 2 - FSMA 200 and FSA 2012 ...
    5
    Decks
    172
    Flashcards
    1
    Learner
  • FCA Paper 3: UK Financial Regulation
    FCA Paper 3: UK Financial Regulation

    FCA Paper 3: UK Financial Regulation

    By: Tom Hill
    The regulatory environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation ...
    9
    Decks
    337
    Flashcards
    1
    Learner
  • FAR Financial Accounting Regulations
    FAR Financial Accounting Regulations

    FAR Financial Accounting Regulations

    By: Carla Rovira
    Accounting Changes, Bonds Debt Restructure, Consolidations ...
    18
    Decks
    341
    Flashcards
    1
    Learner
  • 3. Regulation of Financial Markets and Institutions
    3. Regulation of Financial Markets and Institutions

    3. Regulation of Financial Markets and Institutions

    By: ed stringer
    International and European Union Directives, Regulation and Guidance, FCA BS: Investment Research, FCA BS - Product Governance and Disclosure Requirements ...
    14
    Decks
    199
    Flashcards
    3
    Learners
  • R01 Financial Services Regulation & Ethics
    R01 Financial Services Regulation & Ethics

    R01 Financial Services Regulation & Ethics

    By: David Landi
    Mortgages, Life Assurance, Sickness & Health Insurance ...
    4
    Decks
    43
    Flashcards
    12
    Learners
  • Financial Services Diploma UK Regulation and Ethics
    Financial Services Diploma UK Regulation and Ethics

    Financial Services Diploma UK Regulation and Ethics

    By: Harry Holt
    FCRE Structure of Fin Mkts
    1
    Decks
    139
    Flashcards
    12
    Learners
  • The Regulation and Ethics of the South African Financial Markets
    The Regulation and Ethics of the South African Financial Markets

    The Regulation and Ethics of the South African Financial Markets

    By: Ané Venter
    Chapter 1: Regulation and the role of various regulators, Chapter 2: The Financial Markets Act, 2013, Chapter 3: Credit Rating Services Act ...
    9
    Decks
    173
    Flashcards
    1
    Learner
  • FCA 3: UK Financial Regulation
    FCA 3: UK Financial Regulation

    FCA 3: UK Financial Regulation

    By: Ebrima Jallow
    The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation ...
    4
    Decks
    292
    Flashcards
    2
    Learners

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