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Learn Financial Regulation

Study Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • Theory of Accounts
    Theory of Accounts

    Theory of Accounts

    By: Tina A
    Professional Regulation & Basic Accounting Concepts, Standard Setting, Conceptual Framework: Old and Revised ...
    6
    Decks
    170
    Flashcards
    166
    Learners
  • Actuarial Risk Management CA1
    Actuarial Risk Management CA1

    Actuarial Risk Management CA1

    By: Rayno Mostert
    Chapter 0: CA1, Chapter 1, 2 - Professionalism & Stakeholders, Chapter 3 - External Environment ...
    57
    Decks
    1,656
    Flashcards
    541
    Learners
  • RO1
    RO1

    RO1

    By: James Sharp
    Chapter 1 (6 Exam Questions): The UK financial services industry in its European and global context, Chapter 2 (12 exam questions): How The Retail Consumer Is Served By The Financial Services Industry, Chapter 3 (9 exam questions): Legal concepts and considerations relevant to financial advice ...
    12
    Decks
    961
    Flashcards
    1
    Learner
  • Financial Markets And institutions
    Financial Markets And institutions

    Financial Markets And institutions

    By: Theo McKibbin Malins-Smith
    1.0 - Financial Markets And institutions, Key Terms And Figures, Ethics And Investment Professionalism ...
    14
    Decks
    777
    Flashcards
    32
    Learners
  • ALU-101
    ALU-101

    ALU-101

    By: samantha callaghan
    Diagnostic and Imaging Technology/Terminology, Build and Blood pressure, Diabetes ...
    14
    Decks
    1,110
    Flashcards
    296
    Learners
  • Finance
    Finance

    Finance

    By: Alice Guimard
    Methods of financing the enterprise, Financial analysis of the enterprise, Banking system ...
    12
    Decks
    163
    Flashcards
    42
    Learners
  • Financial Service Sector
    Financial Service Sector

    Financial Service Sector

    By: eloisa garnica
    Investment Chain, The Economic Enviroment, Equities/Stocks ...
    10
    Decks
    373
    Flashcards
    2
    Learners
  • Economics A level Edexcel A
    Economics A level Edexcel A

    Economics A level Edexcel A

    By: o o
    Microeconomics year 1, Year 1 micro - different types of markets, Year 1 Microeconomics - Elasticity ...
    48
    Decks
    1,266
    Flashcards
    17
    Learners
  • IMC Unit 1: Financial Markets and Institutions
    IMC Unit 1: Financial Markets and Institutions

    IMC Unit 1: Financial Markets and Institutions

    By: Naza Mwasi
    Chapter 1: Financial Markets and Institutions, Chapter 2: Ethics and Investment Professionalism, Chapter 3: The Regulation of Financial Markets and Institutions p1. ...
    6
    Decks
    150
    Flashcards
    18
    Learners
  • CFP Course Prep 1
    CFP Course Prep 1

    CFP Course Prep 1

    By: Kathryn O'Connell
    Economic Concepts, The Financial Planning Process, CFP Ethics and Conduct ...
    15
    Decks
    794
    Flashcards
    2
    Learners
  • Investment Management Certificate (IMC)
    Investment Management Certificate (IMC)

    Investment Management Certificate (IMC)

    By: Unknown Unknown
    Chapter 3- The Regulation of Financial Markets and Institutions- Section 1, “Chapter 3- The Regulation of Financial Markets and Institutions- Section 2, Chapter 3- The Regulation of Financial Markets and Institutions- Section 3 ...
    5
    Decks
    82
    Flashcards
    22
    Learners
  • financial markets
    financial markets

    financial markets

    By: Amely Bostoen
    chapter 2: an overview of the financial system, chapter 1: introduction, chapter 3: What is Money ? ...
    17
    Decks
    463
    Flashcards
    48
    Learners
  • CII: R01 2020-21
    CII: R01 2020-21

    CII: R01 2020-21

    By: Lucie Sudworth
    1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial advice ...
    9
    Decks
    167
    Flashcards
    43
    Learners
  • CISI Financial Planning & Advice
    CISI Financial Planning & Advice

    CISI Financial Planning & Advice

    By: Tom Simpson
    1 : 1 - Introduction, 1 : 2 - The Role of Insurance, 1 : 3 - Life Assurance, Pension Policies and Employer-Based Policies ...
    34
    Decks
    1,016
    Flashcards
    71
    Learners
  • CeMap
    CeMap

    CeMap

    By: space man
    Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation I ...
    25
    Decks
    781
    Flashcards
    578
    Learners
  • CISI Wrong course
    CISI Wrong course

    CISI Wrong course

    By: Tom Heyworth
    Chapter 1: The Financial Services Sector, Chapter 3: Equities, Chapter 2: The Economic Environment ...
    12
    Decks
    997
    Flashcards
    1
    Learner
  • RO1 Feb 2021
    RO1 Feb 2021

    RO1 Feb 2021

    By: Emma Layton
    Financial Services Regulation & Ethics, Lifetime ISA, Legal Concepts and Regulation ...
    7
    Decks
    628
    Flashcards
    22
    Learners
  • FSRE - Josh
    FSRE - Josh

    FSRE - Josh

    By: Josh Freire-Mckinnell
    Topic 1 - The role and structure of financial markets, Topic 2 - The role of the Government, Topic 3 - Meeting customers needs and priorities ...
    18
    Decks
    407
    Flashcards
    84
    Learners
  • Company Accounting
    Company Accounting

    Company Accounting

    By: Summer Smyth
    1. Nature & Regulation of Companies and Their Operations, 2. Accounting for Income Tax, 3. Disclosures ...
    11
    Decks
    534
    Flashcards
    55
    Learners
  • Cemap unit 1
    Cemap unit 1

    Cemap unit 1

    By: Molly Hill
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...
    25
    Decks
    818
    Flashcards
    951
    Learners
  • Risk Management
    Risk Management

    Risk Management

    By: O B
    1.1 The global risk environment, 1.2 The importance of risk management: a stakeholder approach, 1.3 Reasons for risk management ...
    91
    Decks
    854
    Flashcards
    13
    Learners
  • JM CeMap 2
    JM CeMap 2

    JM CeMap 2

    By: Joel Mitchell
    Topic 1 - Property & Mortgage Markets, Topic 2 - Types of borrower, Topic 3 - Mortgage Regulation ...
    29
    Decks
    591
    Flashcards
    8
    Learners
  • General Principle Topics
    General Principle Topics

    General Principle Topics

    By: Madison M
    The Financial Planning Process, Financial Statements and Cash Flow, Time Value of Money ...
    9
    Decks
    232
    Flashcards
    2
    Learners
  • Series 79
    Series 79

    Series 79

    By: Ryuk Byun
    Data Collection, Public and Private Offerings, Underwriting ...
    9
    Decks
    259
    Flashcards
    43
    Learners
  • International Introduction to Investment
    International Introduction to Investment

    International Introduction to Investment

    By: Jade Hahn
    The Financial Services Sector, The Economic Environment, Financial Assets ...
    9
    Decks
    746
    Flashcards
    3
    Learners
  • CIMA BA1
    CIMA BA1

    CIMA BA1

    By: Ben Portlock
    Business Organisations, Stakeholders, Shareholders ...
    23
    Decks
    428
    Flashcards
    25
    Learners
  • CeMAP 1 (Unit one)
    CeMAP 1 (Unit one)

    CeMAP 1 (Unit one)

    By: Grace Barritt
    Topic 1 (The Financial Services Industry), Topic 10 (Pension Products), Topic 9 (Tax Wrappers) ...
    16
    Decks
    635
    Flashcards
    295
    Learners
  • A2 - Intermediate Financial Accounting
    A2 - Intermediate Financial Accounting

    A2 - Intermediate Financial Accounting

    By: Mabs Academy
    Key Flashcards, Regulation, presentation and preparation, Non-current Assets ...
    13
    Decks
    324
    Flashcards
    1
    Learner
  • Cemap1 unit 1 and 2
    Cemap1 unit 1 and 2

    Cemap1 unit 1 and 2

    By: Keesha Anderson
    1. Introduction to financial services, 2. Economic Policy and financial regulation, 3. UK Taxation 1 ...
    25
    Decks
    334
    Flashcards
    65
    Learners
  • RFBT
    RFBT

    RFBT

    By: Fair Anthonie Chaclag
    Corporation Law, Cooperative Law, Ease of Doing Business ...
    29
    Decks
    1,456
    Flashcards
    139
    Learners

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