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Learn Financial Regulation

Study Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • PCIAM Exam
    PCIAM Exam

    PCIAM Exam

    By: Lauren Firth
    Ratios, PCIAM - Financial Statement Analysis, PCIAM - Financial Instruments & Products ...
    5
    Decks
    39
    Flashcards
    1
    Learner
  • PCR
    PCR

    PCR

    By: Annie wood
    1. MLR, 2.1 Code of Conduct: Chapters, 2.2 Code of Conduct: Third Parties ...
    6
    Decks
    336
    Flashcards
    10
    Learners
  • Cemap Unit 1 + Unit 2 kam
    Cemap Unit 1 + Unit 2 kam

    Cemap Unit 1 + Unit 2 kam

    By: Meakes Manny
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...
    25
    Decks
    818
    Flashcards
    1
    Learner
  • Macro
    Macro

    Macro

    By: Ollie Brown
    Measures of Economic Performance, Aggregate Demand, UK Macro Data 2024 ...
    5
    Decks
    117
    Flashcards
    1
    Learner
  • Actuarial Risk Management (A311)
    Actuarial Risk Management (A311)

    Actuarial Risk Management (A311)

    By: Patience Zondo
    16 - Asset-Liability Management, 17 - Investment management, 18 - Modelling ...
    40
    Decks
    1,148
    Flashcards
    10
    Learners
  • CA DRE Exam Prep
    CA DRE Exam Prep

    CA DRE Exam Prep

    By: Brian Fountain
    Property ownership and land use controls and regulations, Laws of agency and fiduciary duties, Property valuation and financial analysis ...
    10
    Decks
    438
    Flashcards
    5
    Learners
  • Money and Banking ECON-UA 231
    Money and Banking ECON-UA 231

    Money and Banking ECON-UA 231

    By: Jason Cheung
    Commercial Banks, Bank Expansion, The Federal Reserve System ...
    15
    Decks
    297
    Flashcards
    12
    Learners
  • Class Name
    Class Name

    Class Name

    By: R T
    Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1 ...
    25
    Decks
    410
    Flashcards
    8
    Learners
  • CII R01 - Chapter 5
    CII R01 - Chapter 5

    CII R01 - Chapter 5

    By: Mia Savory
    A. UK Regulatory Landscape, B. FCA Objectives, C. Scope And Powers ...
    5
    Decks
    22
    Flashcards
    2
    Learners
  • GENERAL OPS REGULATION
    GENERAL OPS REGULATION

    GENERAL OPS REGULATION

    By: Claire Gartmann
    THE BANK BRIBERY ACT, THE RIGHT TO FINANCIAL PRIVACY ACT, THE BANK SECRECY ACT ...
    7
    Decks
    50
    Flashcards
    1
    Learner
  • eff105
    eff105

    eff105

    By: Prim Patel
    futures and intro to derivatives, environment, fundamental analysis ...
    36
    Decks
    1,098
    Flashcards
    4
    Learners
  • OCR Macroeconomics 2
    OCR Macroeconomics 2

    OCR Macroeconomics 2

    By: Farida Balogun
    The Financial Sector, Role Of Central Bank & Financial Regulation
    2
    Decks
    57
    Flashcards
    6
    Learners
  • ARM '20
    ARM '20

    ARM '20

    By: Tanya Mathebula
    1. Actuarial Advice, 2. External environment, 3. Regulation ...
    43
    Decks
    522
    Flashcards
    8
    Learners
  • CeMAP Unit 1
    CeMAP Unit 1

    CeMAP Unit 1

    By: Kripal Vaja
    Topic 1: Introducing the financial services industry, Topic 2: Economic policy and financial regulation
    2
    Decks
    62
    Flashcards
    5
    Learners
  • Ses
    Ses

    Ses

    By: Maeva Mistrot Dit Pachet
    Croissance Economique, Fondement Du Commerce International Et L’internationalisation De La Production, Comment Lutter Contre Le Chomage ...
    13
    Decks
    294
    Flashcards
    1
    Learner
  • General Operations
    General Operations

    General Operations

    By: Shena Shuman
    Bank Secrecy Act & Treasury BSA Regulations, Right to Financial Privacy Act, IRS Information Returns & Backup Withholding ...
    7
    Decks
    78
    Flashcards
    2
    Learners
  • LS Study Guide
    LS Study Guide

    LS Study Guide

    By: Todd Tucker
    P485 Vol. 1 Chapter 2 Material Identification, P485 Vol 1. Chapter 3 Material Procurement, P485 Vol. 1 Chapter 1 Organization and Administration ...
    16
    Decks
    1,213
    Flashcards
    108
    Learners
  • ACF212
    ACF212

    ACF212

    By: James lane
    Lecture 2 - Theoretical Aspects Of Accounting Regulations, Lecture 17 - Accouniting For Groups Of Companies (1), Lecture 16 - Published Accounts Of Companies ...
    15
    Decks
    290
    Flashcards
    2
    Learners
  • ACCT 1101
    ACCT 1101

    ACCT 1101

    By: Elise Michael
    Decision Making + Role of Financial Accounting and Financial Statements for Decison Making, Recording Transactions, Accounting for Retailing ...
    18
    Decks
    292
    Flashcards
    2
    Learners
  • Certified Financial Planner
    Certified Financial Planner

    Certified Financial Planner

    By: Ryan Toma
    01 - Professional Conduct and Regulation, 02 - General Principles of Financial Planning, 03 - Education Planning ...
    5
    Decks
    336
    Flashcards
    5
    Learners
  • Monetary Mechanisms
    Monetary Mechanisms

    Monetary Mechanisms

    By: Vlad Toader
    Money And Money Supply, Money Supply In The World, Payment Instruments And Systems ...
    11
    Decks
    216
    Flashcards
    3
    Learners
  • CBI
    CBI

    CBI

    By: Farhana Begum
    Module 1, Unit 1 - Banks & Banking, Unit 2 - Responsible & Sustainable banking ...
    7
    Decks
    194
    Flashcards
    4
    Learners
  • SQE1 Professional Conduct
    SQE1 Professional Conduct

    SQE1 Professional Conduct

    By: Camilla Cerruti
    Financial Services, Regulation of Legal Services, Equality Act 2010 ...
    6
    Decks
    200
    Flashcards
    4
    Learners
  • CPA
    CPA

    CPA

    By: Scott Linville
    Regulation, BEC, Audit ...
    4
    Decks
    1,325
    Flashcards
    1
    Learner
  • ALU 202
    ALU 202

    ALU 202

    By: Kat Ann
    Chapter 1 - Relationship Of Product Pricing And Underwriting, Chapter 2 - Cost-Benefit Analysis Of Underwriting Requirements, Chapter 3 - Life Tables, Underwriting, and an Introduction to Mortality Analysis ...
    15
    Decks
    781
    Flashcards
    128
    Learners
  • A311
    A311

    A311

    By: Danė Broodryk
    Chapter 0: What is A311 all about, Chapter 1: Actuarial advice, Chapter 2: External environment ...
    26
    Decks
    593
    Flashcards
    23
    Learners
  • Regulation
    Regulation

    Regulation

    By: James Kim
    Regulation, Capital Budgeting, Corporate Governance ...
    10
    Decks
    324
    Flashcards
    1
    Learner
  • Wiley CFP Flashcards
    Wiley CFP Flashcards

    Wiley CFP Flashcards

    By: Steve Hunter
    CoEPR and RoC, Practice Standards, Disciplinary Rules and Procedures ...
    4
    Decks
    89
    Flashcards
    7
    Learners
  • FM200
    FM200

    FM200

    By: Fil Abbax
    Topic 4: Banks and Money, Topic 5: The Great Depression, Topic 7: Money Markets, Monetary Policy and Interest Rates ...
    8
    Decks
    213
    Flashcards
    3
    Learners
  • Series 3 Financial Exam
    Series 3 Financial Exam

    Series 3 Financial Exam

    By: Dante Palazzolo
    Hedging, Definitions, Equations ...
    10
    Decks
    67
    Flashcards
    21
    Learners

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