Brainscape's Knowledge GenomeTM

Browse over 1 million classes created by top students, professors, publishers, and experts.


See full index

Learn Financial Regulation

Study Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
Brainscape Certified flashcards
(0)
Decks
Flashcards
Learners
User Generated flashcards
(30)
Decks
Flashcards
Learners
  • ALU-101 & Anatomy
    ALU-101 & Anatomy

    ALU-101 & Anatomy

    By: Cassie Anderson
    Chapter 1- Organization and General Plan of the Body, Chapter 4- Tissues and membranes, Chapter 10- The Endocrine System ...
    21
    Decks
    1,526
    Flashcards
    50
    Learners
  • Markets and Financial Investments
    Markets and Financial Investments

    Markets and Financial Investments

    By: Sara Silva
    Introduction to the Financial Markets, Investors, Investment Strategies and Regulation, Equilibrium in Financial Markets - Concepts and Two Views About Financial Markets ...
    7
    Decks
    216
    Flashcards
    1
    Learner
  • Private: A311 Actuarial Risk Management (2021)
    Private: A311 Actuarial Risk Management (2021)

    Private: A311 Actuarial Risk Management (2021)

    By: Ryan Olivier
    Acronyms, Idea Generation, Ch 0: Introduction ...
    43
    Decks
    909
    Flashcards
    65
    Learners
  • Macroeconomics
    Macroeconomics

    Macroeconomics

    By: Rochelle Brown
    Aggregate Demand and Supply, Inflation, Productivity ...
    13
    Decks
    563
    Flashcards
    16
    Learners
  • Economics REVISION 3 (Macro)
    Economics REVISION 3 (Macro)

    Economics REVISION 3 (Macro)

    By: hannah s
    Government Economic Policy, Financial Markets And Monetary Policy, Commerical Banks And Investment Banks ...
    32
    Decks
    459
    Flashcards
    5
    Learners
  • CFP
    CFP

    CFP

    By: Jeff Pratt
    General Financial Planning Principles, Professional Conduct, and Regulation., Psychology Of Financial Planning Psychology of financial planning, Formulas & Calculations ...
    17
    Decks
    696
    Flashcards
    1
    Learner
  • Group Health Finance and Valuation
    Group Health Finance and Valuation

    Group Health Finance and Valuation

    By: John Deats
    Objection 1 - Reserving, Objective 2 - Appraisals, Misc Additional Cards ...
    7
    Decks
    277
    Flashcards
    1
    Learner
  • economics
    economics

    economics

    By: Ruby Campbell
    perfect competition, imperfectly competitive markets and monopoly, labour market, monetary policy ...
    33
    Decks
    948
    Flashcards
    1
    Learner
  • AUD
    AUD

    AUD

    By: Catie Rodgerson
    1, Assessing the Risks of Material Misstatement, Attest Engagments ...
    33
    Decks
    650
    Flashcards
    9
    Learners
  • CFP
    CFP

    CFP

    By: Matthew Moore
    Professional Conduct and Regulation, General Principles of Financial Planning, Risk Management and Insurance Planning ...
    9
    Decks
    1,444
    Flashcards
    7
    Learners
  • AP3 Economics Revision
    AP3 Economics Revision

    AP3 Economics Revision

    By: Daniel Newton
    Money (Financial Markets & Regulation), The Financial Markets (Financial Markets & Regulation), Bonds (Financial Markets & Regulation) ...
    7
    Decks
    147
    Flashcards
    1
    Learner
  • Year 13 A level Macroeconomics
    Year 13 A level Macroeconomics

    Year 13 A level Macroeconomics

    By: Jason Adjei
    Financial Markets and Monetary Policy, Economic performance, Fiscal and Supply side policies ...
    4
    Decks
    363
    Flashcards
    10
    Learners
  • Internal Concour Prompts
    Internal Concour Prompts

    Internal Concour Prompts

    By: Giacomo Migliore
    History, Case-law, EU Treaties ...
    33
    Decks
    828
    Flashcards
    7
    Learners
  • A Level Economics: Macroeconomics
    A Level Economics: Macroeconomics

    A Level Economics: Macroeconomics

    By: Joe Power
    9.1 The Objectives Of Goverment Economic Policy, 9.2 Macroeconomics Indicators, 9.3 The Uses Of Index Numbers ...
    25
    Decks
    1,028
    Flashcards
    9
    Learners
  • CISI Unit 1
    CISI Unit 1

    CISI Unit 1

    By: Laurence Jones
    Unit 1 (Glossary), Unit 1 - 1. The Regulatory Environment, Unit 1 - 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012 ...
    7
    Decks
    379
    Flashcards
    48
    Learners
  • R01 Karim
    R01 Karim

    R01 Karim

    By: Karim Mostafa
    Chapter 1 Summary Points, Chapter 2: How the retail consumer is served by the financial services industry, Chapter 3: Legal concepts and considerations relevant to financial advice ...
    11
    Decks
    154
    Flashcards
    3
    Learners
  • CeMAP 2 and 3 my version
    CeMAP 2 and 3 my version

    CeMAP 2 and 3 my version

    By: steven carman
    Topic 2 - Types of Borrower, Topic 16- Financial Protection And Planning, Topic 9 -The Role Of A Mortgage Advisor ...
    27
    Decks
    481
    Flashcards
    181
    Learners
  • CII RO1 Exam Flashcards
    CII RO1 Exam Flashcards

    CII RO1 Exam Flashcards

    By: Nikita Phillips
    Unit 1 - The UK Financial Services Industry: An Overview, Unit 2 - Serving the Retail Consumer, Unit 3 - Laws and Legal Concepts Relevant To Financial Advice ...
    4
    Decks
    99
    Flashcards
    20
    Learners
  • BE
    BE

    BE

    By: Kat Watson
    Agency: Definition, Creation of the Contract of Agency, Contractual Capacity ...
    28
    Decks
    634
    Flashcards
    124
    Learners
  • IMC revision
    IMC revision

    IMC revision

    By: Thomas Glover
    Chapter 1 - Introduction to Financial Markets, Chapter 2 - Ethics and Professionalism, Chapter 3 - Regulation ...
    6
    Decks
    190
    Flashcards
    33
    Learners
  • IMC UNIT 1 (Edition 21 - Dec 23)
    IMC UNIT 1 (Edition 21 - Dec 23)

    IMC UNIT 1 (Edition 21 - Dec 23)

    By: Nina Blackie
    C1 - Financial Markets & Institutions, C2 - Ethics & Investment Professionalism, C3 - Regulation of Financial Markets & Institutions ...
    7
    Decks
    450
    Flashcards
    3
    Learners
  • Actuarial CA1 Revision
    Actuarial CA1 Revision

    Actuarial CA1 Revision

    By: Rayno Mostert
    Chapter 1: Professionalism, Chapter 2: Stakeholders, Chapter 3: External Environment ...
    46
    Decks
    653
    Flashcards
    122
    Learners
  • Economics - Ethan Parmar
    Economics - Ethan Parmar

    Economics - Ethan Parmar

    By: Ethan Parmar
    Macro - Topic 1, Topic 2, Topic 3 - Eco Growth ...
    73
    Decks
    1,596
    Flashcards
    6
    Learners
  • CeMAP Unit 1
    CeMAP Unit 1

    CeMAP Unit 1

    By: JOSHUA SAVIDENT
    Topic 1 An Introduction To The Financial Services Industry, Topic 2: Economic Policy & Financial Regulation, Topic 3 UK Taxation ...
    18
    Decks
    1,162
    Flashcards
    3
    Learners
  • Group Health: Finance and Valuation
    Group Health: Finance and Valuation

    Group Health: Finance and Valuation

    By: Mike Yurkovic
    Objective 1 (A): Reserving, Objective 2 (A): Actuarial Appraisals, Objective 3 (C): Government Programs ...
    5
    Decks
    238
    Flashcards
    1
    Learner
  • ChFC HS 300: Financial Planning: Process and Environment
    ChFC HS 300: Financial Planning: Process and Environment

    ChFC HS 300: Financial Planning: Process and Environment

    By: Rollin Phillips
    Ch.2 - Communicating Effectively with Clients, Ch.1 - Financial Planning Process, Ch.3 - Ethics, Professionalism, and Practice Standards ...
    12
    Decks
    453
    Flashcards
    19
    Learners
  • Ro1 Regulations And Ethics Of The Finanacial System
    Ro1 Regulations And Ethics Of The Finanacial System

    Ro1 Regulations And Ethics Of The Finanacial System

    By: Jacques Sheppard
    RO1 EEA Rules, The Context for The UK Financial Services, Consumers Needs And How To Meet Them ...
    14
    Decks
    1,180
    Flashcards
    2
    Learners
  • CIPP-US
    CIPP-US

    CIPP-US

    By: Christina Russell
    Ch 1 - Intro to Privacy, Ch 2 - Structure of U.S. Law, Ch 3 - Fed & State Regulators ...
    14
    Decks
    1,111
    Flashcards
    172
    Learners
  • IMC Unit 1 -Chapter 3
    IMC Unit 1 -Chapter 3

    IMC Unit 1 -Chapter 3

    By: Sam Nota
    Section 3.1 - International Regulation: EU Directives, Regulation and Guidance, Section 3.2 - UK regulation, Section 3.3 - FCA Objectives and Standards ...
    8
    Decks
    166
    Flashcards
    3
    Learners
  • A Level Economics - Theme 4 (A global perspective)
    A Level Economics - Theme 4 (A global perspective)

    A Level Economics - Theme 4 (A global perspective)

    By: Jonny AB
    4.1.1 Globalisation, 4.1.2 Specialisation and trade, 4.1.3 Pattern of trade ...
    22
    Decks
    373
    Flashcards
    6
    Learners

Knowledge Genome

Brainscape helps you reach your goals faster, through stronger study habits.
© 2024 Bold Learning Solutions. Terms and Conditions