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Learn Financial Regulation

Study Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • Accounting Theory
    Accounting Theory

    Accounting Theory

    By: Summer Smyth
    1. Introduction to financial accounting theory, 8., 9. ...
    12
    Decks
    200
    Flashcards
    61
    Learners
  • 2018 CFP
    2018 CFP

    2018 CFP

    By: Ben Gurley
    General Financial Planning Principles, Conduct and Regulations, High 5 - General Financial Planning, General Review ...
    10
    Decks
    1,182
    Flashcards
    14
    Learners
  • CeMap 1
    CeMap 1

    CeMap 1

    By: Lucy Russell
    TOPIC 1 - Introducing the financial services industry, TOPIC 2 - Economic policy and financial regulation, TOPIC 4 - UK taxation II ...
    25
    Decks
    531
    Flashcards
    29
    Learners
  • Management
    Management

    Management

    By: Bethany Ferry
    Financial management, Project Management, Regulations, Requirements & responsibilities
    3
    Decks
    44
    Flashcards
    6
    Learners
  • MR CUMMISKY ECONOMICS
    MR CUMMISKY ECONOMICS

    MR CUMMISKY ECONOMICS

    By: Misia Maffei Mercalli
    MACROECONOMICS, Inflation, Unemployment ...
    9
    Decks
    156
    Flashcards
    2
    Learners
  • A Mortgage Loan Originator
    A Mortgage Loan Originator

    A Mortgage Loan Originator

    By: Delia Archer
    SAFE Act: Vocabulary, ☑️ Chapter 1: Mortgage Lending Overview, ☑️ Chapter 2: The Mortgage Lending Process ...
    18
    Decks
    1,978
    Flashcards
    60
    Learners
  • UKFR
    UKFR

    UKFR

    By: Kelsey Phillips
    U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I ...
    27
    Decks
    1,071
    Flashcards
    6
    Learners
  • R01 2023
    R01 2023

    R01 2023

    By: Chelsee de Niet
    The UK financial Services Industry, Serving The Retail Customer, Laws And Legal Concepts Relevant To Financial Advice ...
    12
    Decks
    292
    Flashcards
    11
    Learners
  • R01 2023
    R01 2023

    R01 2023

    By: Jay Ngo
    5 - Understand the financial regulator's responsibilities and approach to regulations, 7 Core Regulatory Principles and Rules, 2 - Serving the Retail Customer ...
    11
    Decks
    537
    Flashcards
    3
    Learners
  • Financial Economics Year 3
    Financial Economics Year 3

    Financial Economics Year 3

    By: Louie Hayman
    1. Financial System and Economic Growth, 2. Interest Rates and Their Role in Valuation, 3. Risk and Term Structure of Interest Rates ...
    9
    Decks
    328
    Flashcards
    1
    Learner
  • A311 Actuarial Risk Management (2020) - Contact on Linkedin for access
    A311 Actuarial Risk Management (2020) - Contact on Linkedin for access

    A311 Actuarial Risk Management (2020) - Contact on Linkedin for access

    By: Andrich Viljoen
    Ch 0: Introduction, Ch 1: Actuarial Advice, Ch 2: The external environment ...
    42
    Decks
    938
    Flashcards
    185
    Learners
  • MORT
    MORT

    MORT

    By: Kelsey Phillips
    U3: T1 - PROPERTY AND MORTGAGE MARKETS, U3: T2 - TYPES OF BORROWER, U3: T3 - MORTGAGE REGULATION ...
    30
    Decks
    1,453
    Flashcards
    2
    Learners
  • CISI International Certificate in Wealth & Investment Management
    CISI International Certificate in Wealth & Investment Management

    CISI International Certificate in Wealth & Investment Management

    By: kes walker
    Chapter 1: The Financial Services Sector, Chapter 2: Industry Regulation, Chapter 3: Asset Classes ...
    4
    Decks
    123
    Flashcards
    36
    Learners
  • Regulation & Compliance Chapter 1, 2 & 4
    Regulation & Compliance Chapter 1, 2 & 4

    Regulation & Compliance Chapter 1, 2 & 4

    By: Luke O'Mahoney
    Overview of UK Financial Services Regulation, Regulated Activities, Authorisation and MIFID, Penalties for breaching FSMA 2000 & Collective Invest Scheme ...
    14
    Decks
    240
    Flashcards
    4
    Learners
  • R01 Study
    R01 Study

    R01 Study

    By: Simon Large
    Chapter One: The UK Financial Services Industry: An Overview, Chapter Two: Serving the Retail Customer, Chapter Three: Laws & Legal Concepts ...
    11
    Decks
    301
    Flashcards
    13
    Learners
  • CAIB 4
    CAIB 4

    CAIB 4

    By: Jazmin D, CAIB Honours
    Chapter 1 - Planning, Chapter 2 - Organizing, Chapter 3 - Human Resources ...
    10
    Decks
    187
    Flashcards
    285
    Learners
  • Economics Policy Pros and Cons
    Economics Policy Pros and Cons

    Economics Policy Pros and Cons

    By: James Drinkwater
    Behavioural Economic Policy, Market Structures, Labour Market ...
    9
    Decks
    108
    Flashcards
    8
    Learners
  • 🎲🎲🎲
    🎲🎲🎲

    🎲🎲🎲

    By: Bassie .
    App: Banking, Acronyms, Banking ...
    50
    Decks
    1,483
    Flashcards
    1
    Learner
  • PTCB
    PTCB

    PTCB

    By: Kevin Tishka
    Brand to Generic, Prefixes, Suffixes ...
    16
    Decks
    477
    Flashcards
    173
    Learners
  • IMC Chapter 3
    IMC Chapter 3

    IMC Chapter 3

    By: Emily Havers
    MiFID/ MiFID II/ MiFIR, UCITS Directive/ AIFMD/ Additional, UK Regulation ...
    19
    Decks
    340
    Flashcards
    12
    Learners
  • Actuarial F203 - General Insurance
    Actuarial F203 - General Insurance

    Actuarial F203 - General Insurance

    By: Rayno Mostert
    Chapter 1: The SA general insurance market, Chapter 2: Taxation and supervision, Chapter 3: Solvency Assessment and Management (SAM) ...
    43
    Decks
    1,378
    Flashcards
    139
    Learners
  • Intro to Securities and Investment
    Intro to Securities and Investment

    Intro to Securities and Investment

    By: Giorgina Baldwin
    Chapter One - Introduction, Chapter 2 - The Economic Environment, Chapter 3 - Equities ...
    8
    Decks
    362
    Flashcards
    1
    Learner
  • NEBOSH NGC1 Element 1: Foundations in Health and Safety
    NEBOSH NGC1 Element 1: Foundations in Health and Safety

    NEBOSH NGC1 Element 1: Foundations in Health and Safety

    By: Adam Harries
    1.1 The Scope and Nature of Occupational Health and Safety, Nobosh NGC2, Nebosh NGC2 ...
    8
    Decks
    120
    Flashcards
    321
    Learners
  • CeMAP 1 Flashcards 2024
    CeMAP 1 Flashcards 2024

    CeMAP 1 Flashcards 2024

    By: Callum Reid
    CeMAP1 Mock 1, CeMAP 1 Unit 1 Mock, CeMAP 1 Unit 2 Mock ...
    5
    Decks
    172
    Flashcards
    21
    Learners
  • RFBT
    RFBT

    RFBT

    By: Fair Anthonie Chaclag
    Corporation Law, Cooperative Law, Ease of Doing Business ...
    29
    Decks
    1,406
    Flashcards
    116
    Learners
  • Cert In Mortgage
    Cert In Mortgage

    Cert In Mortgage

    By: Lee Stapleton
    Property And Morgage Markets, Types Of Borrower, Mortgage Regulation ...
    21
    Decks
    245
    Flashcards
    5
    Learners
  • AUD
    AUD

    AUD

    By: Monio Mark
    Audited Financial Statements, Professional Standards, Reports on Audited Financial Statements ...
    33
    Decks
    665
    Flashcards
    9
    Learners
  • Terminale
    Terminale

    Terminale

    By: Aurèle Legay-Handtschoewercker
    SES : La structuration de la société française, SES: Quels sont les sources et les défis de la croissance économique?, SES: Quelle action publique pour l'environnement ? ...
    31
    Decks
    975
    Flashcards
    6
    Learners
  • Macroeconomics
    Macroeconomics

    Macroeconomics

    By: Rochelle Brown
    Aggregate Demand and Supply, Inflation, Productivity ...
    13
    Decks
    563
    Flashcards
    16
    Learners
  • ALU-101 & Anatomy
    ALU-101 & Anatomy

    ALU-101 & Anatomy

    By: Cassie Anderson
    Chapter 1- Organization and General Plan of the Body, Chapter 4- Tissues and membranes, Chapter 10- The Endocrine System ...
    21
    Decks
    1,526
    Flashcards
    50
    Learners

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