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  • UK FINANCIAL REGULATION
    UK FINANCIAL REGULATION

    UK FINANCIAL REGULATION

    By: Ma Sha
    All definitions, OTHER DIRECT INVESTMENTS, COLLECTIVE INVESTMENTS ...
    18
    Decks
    288
    Flashcards
    164
    Learners
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Matthew MacKinnon
    The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation ...
    7
    Decks
    475
    Flashcards
    141
    Learners
  • CISI UK Financial Regulations
    CISI UK Financial Regulations

    CISI UK Financial Regulations

    By: Bethan Parfitt
    1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associate Legislation and Regulation ...
    6
    Decks
    797
    Flashcards
    297
    Learners
  • CeMAP 1: UK Financial Regulation (UKFR)
    CeMAP 1: UK Financial Regulation (UKFR)

    CeMAP 1: UK Financial Regulation (UKFR)

    By: Steven Byne
    A new consumer duty, Topic 1: Introducing the financial services industry, Topic 2: Economic policy and financial regulation ...
    26
    Decks
    652
    Flashcards
    39
    Learners
  • UK Regulation
    UK Regulation

    UK Regulation

    By: Breeze On
    The UK Financial Services Sector (2/80), UK Financial Services and Consumer Relationships (4/80), UK Contract and Trust Legislation (2/80) ...
    10
    Decks
    471
    Flashcards
    6
    Learners
  • IOC - UK Financial Regulation
    IOC - UK Financial Regulation

    IOC - UK Financial Regulation

    By: Radleigh Foster
    IOC - Regulatory Environment, IOC - FSMA 2000 FSA 2012, IOC - Legislation And Regulation ...
    5
    Decks
    78
    Flashcards
    70
    Learners
  • UK Regulation
    UK Regulation

    UK Regulation

    By: Ella Statham
    Regulatory Environment, FSMA 2000 And FSA 2012, Associated Legislation And Regulation ...
    6
    Decks
    406
    Flashcards
    5
    Learners
  • CISI: UK Financial Regulations
    CISI: UK Financial Regulations

    CISI: UK Financial Regulations

    By: Samuel Peterson
    Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 & Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation ...
    6
    Decks
    574
    Flashcards
    3
    Learners
  • CISI UK Financial Regulation 2025
    CISI UK Financial Regulation 2025

    CISI UK Financial Regulation 2025

    By: Jack Eden
    Last Minute Study / Past Paper Questions / AI Questions, Chapter 1: The Regulatory Environment, Chapter 4: The FCA Conduct of Business and Client Assets Sourcebooks
    3
    Decks
    313
    Flashcards
    16
    Learners
  • UK Regulation and Professional Integrity - Jul 2024
    UK Regulation and Professional Integrity - Jul 2024

    UK Regulation and Professional Integrity - Jul 2024

    By: David Bailey
    Unit 1 - UK FS sector (2 of 80), Unit 2 - UK FS & Consumer Relations (4 of 80), Unit 3 - UK Contract & Trust Legislation (2 of 80) ...
    12
    Decks
    308
    Flashcards
    13
    Learners
  • UK Financial Regulations
    UK Financial Regulations

    UK Financial Regulations

    By: Naimeh Sabourian
    Chapter 1: The Regulatory Environment, FSMA 2000 and FSA 2012, Conduct of Business ...
    6
    Decks
    410
    Flashcards
    2
    Learners
  • Cisi UK Regulation
    Cisi UK Regulation

    Cisi UK Regulation

    By: Philippa Carter
    The Financial Services Industry, Financial Services and consumer relationships, UK Contract and Trust Legislation ...
    6
    Decks
    102
    Flashcards
    6
    Learners
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Jennie Acharjee
    FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012 ...
    5
    Decks
    49
    Flashcards
    10
    Learners
  • UK Regulation and Professional Integrity
    UK Regulation and Professional Integrity

    UK Regulation and Professional Integrity

    By: Ryan Tanna
    Chapter 5 - Regulatory Infrastructure of UK Professional Services
    1
    Decks
    19
    Flashcards
    34
    Learners
  • CISI UK Financial Regulation 2023/24
    CISI UK Financial Regulation 2023/24

    CISI UK Financial Regulation 2023/24

    By: Georgia Boddy
    1. The Regulatory Environment, 2. The Financial Services Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation Regulation ...
    6
    Decks
    224
    Flashcards
    14
    Learners
  • UK Financial Regulation Unit 1
    UK Financial Regulation Unit 1

    UK Financial Regulation Unit 1

    By: Carmel Juanillo
    Topic 1, Topic 2, Topic 3 ...
    16
    Decks
    58
    Flashcards
    14
    Learners
  • UK Financial Regulations
    UK Financial Regulations

    UK Financial Regulations

    By: Andrea Ruiz
    COBS/CASS
    1
    Decks
    175
    Flashcards
    3
    Learners
  • FCA Paper 3: UK Financial Regulation
    FCA Paper 3: UK Financial Regulation

    FCA Paper 3: UK Financial Regulation

    By: Tom Hill
    The regulatory environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation ...
    9
    Decks
    337
    Flashcards
    1
    Learner
  • UK Regulation and Professional Integrity
    UK Regulation and Professional Integrity

    UK Regulation and Professional Integrity

    By: joshua hale
    Glossary, Chapter 1 The UK Financial Services Sector, Chapter 2 UK Financial Services and Consumer Relationships ...
    12
    Decks
    148
    Flashcards
    8
    Learners
  • UK Regulation and Professional Integrity - Feb 2025
    UK Regulation and Professional Integrity - Feb 2025

    UK Regulation and Professional Integrity - Feb 2025

    By: Duo Duo
    Unit 1 - UK FS sector (2 of 80), Unit 2 - UK FS & Consumer Relations (4 of 80), Unit 3 - UK Contract & Trust Legislation (2 of 80) ...
    12
    Decks
    308
    Flashcards
    1
    Learner
  • PART1- UK REGULATIONS
    PART1- UK REGULATIONS

    PART1- UK REGULATIONS

    By: Kaashni Malik
    COBS and CASS, Ch 3. Legislation and Regulation, Mixed mock
    3
    Decks
    52
    Flashcards
    1
    Learner
  • Financial Services Diploma UK Regulation and Ethics
    Financial Services Diploma UK Regulation and Ethics

    Financial Services Diploma UK Regulation and Ethics

    By: Harry Holt
    FCRE Structure of Fin Mkts
    1
    Decks
    139
    Flashcards
    12
    Learners
  • FCA 3: UK Financial Regulation
    FCA 3: UK Financial Regulation

    FCA 3: UK Financial Regulation

    By: Ebrima Jallow
    The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation ...
    4
    Decks
    292
    Flashcards
    2
    Learners
  • CISI UK Financial Regulation (2024/25)
    CISI UK Financial Regulation (2024/25)

    CISI UK Financial Regulation (2024/25)

    By: Daniel Adebayo
    Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chspter 3: Associated Legislation and Regulation ...
    6
    Decks
    32
    Flashcards
    1
    Learner
  • UK Fianancial Regulation
    UK Fianancial Regulation

    UK Fianancial Regulation

    By: Giorgina Baldwin
    The Regulatory Infrastructure
    1
    Decks
    28
    Flashcards
    1
    Learner
  • CISI UK Financial Regulations 2023-24
    CISI UK Financial Regulations 2023-24

    CISI UK Financial Regulations 2023-24

    By: Katrina Carter
    Chapter 1 - The Regulatory Environment, Chapter 2 - The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chapter 3 - Associated Legislation and Regulation ...
    5
    Decks
    36
    Flashcards
    1
    Learner
  • R01
    R01

    R01

    By: Ellie Atkinson
    The UK Financial Services Industry: An Overview, Serving The Retail Customer, Principles And Rules Set Out In The Regulatory Framework ...
    10
    Decks
    416
    Flashcards
    421
    Learners
  • GCSE Citizenship: Life in Modern Britain
    GCSE Citizenship: Life in Modern Britain

    GCSE Citizenship: Life in Modern Britain

    By: Kirandeep Kaur
    Chapter 1: Principles and values in British society today, Chapter 1: Identities, Chapter 2: The UK and identity ...
    31
    Decks
    885
    Flashcards
    386
    Learners
  • R01 Jan 2020
    R01 Jan 2020

    R01 Jan 2020

    By: Jennifer Barker
    The Uk Financial Services Industry, Serving the retail customer, Laws & legal concepts relevant to financial advice ...
    13
    Decks
    514
    Flashcards
    40
    Learners
  • The Pharmacist (Y2)
    The Pharmacist (Y2)

    The Pharmacist (Y2)

    By: Munieh A
    UK legislative system, Pharmacy law, POM ...
    25
    Decks
    609
    Flashcards
    47
    Learners

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