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Learn Uk Regulation

Study Uk Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • IMC UNIT 1 (Edition 21 - Dec 23)
    IMC UNIT 1 (Edition 21 - Dec 23)

    IMC UNIT 1 (Edition 21 - Dec 23)

    By: Nina Blackie
    C1 - Financial Markets & Institutions (10-20 Qs), C2 - Ethics & Investment Professionalism (5-15 Qs), C3 - Regulation of Financial Markets & Institutions (25-35 Qs with C4) ...
    7
    Decks
    534
    Flashcards
    23
    Learners
  • R01 CS
    R01 CS

    R01 CS

    By: Charlotte Scott
    Protection & Insurance, Types Of Client & Business, Regulatory Advice Process ...
    15
    Decks
    219
    Flashcards
    3
    Learners
  • R01 2023
    R01 2023

    R01 2023

    By: Jay Ngo
    5 - Understand the financial regulator's responsibilities and approach to regulations, 7 Core Regulatory Principles and Rules, 2 - Serving the Retail Customer ...
    11
    Decks
    537
    Flashcards
    4
    Learners
  • Cemap
    Cemap

    Cemap

    By: Meg Thomas
    topic 1 - intro to financial service industry, topic 2 - economic policy and financial regulation, topic 3 - uk taxation 1 ...
    26
    Decks
    436
    Flashcards
    1
    Learner
  • Class Name
    Class Name

    Class Name

    By: R T
    Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1 ...
    25
    Decks
    410
    Flashcards
    8
    Learners
  • Wrapped: Legal Systems
    Wrapped: Legal Systems

    Wrapped: Legal Systems

    By: Rosanna Goodall
    LS1: Introduction to Law, LS2: The English Legal System, LS3: The personnel of the English Legal System ...
    11
    Decks
    597
    Flashcards
    1
    Learner
  • R01
    R01

    R01

    By: James Coldwell
    Chapter 1 - UK Financial Services Overview, Exam extras, Chapter 3 - Laws And Legal Concepts ...
    7
    Decks
    377
    Flashcards
    6
    Learners
  • R01 - Financial Services, Regulation and Ethics
    R01 - Financial Services, Regulation and Ethics

    R01 - Financial Services, Regulation and Ethics

    By: Sam Cross
    Chapter 1A - Overview, Chapter 1B - UK Financial Services Structure, Chapter 1C - The Role and Structure of International Markets ...
    10
    Decks
    367
    Flashcards
    6
    Learners
  • IMC IE Chapter 8
    IMC IE Chapter 8

    IMC IE Chapter 8

    By: Serena Asante
    8.1 Major UK Funds & Fund Regulation, 8.2 Objectives and constraints of UK pension funds, 8.3 Objectives and constraints of UK insurance companies
    3
    Decks
    108
    Flashcards
    1
    Learner
  • CII R01 - Chapter 5
    CII R01 - Chapter 5

    CII R01 - Chapter 5

    By: Mia Savory
    A. UK Regulatory Landscape, B. FCA Objectives, C. Scope And Powers ...
    5
    Decks
    22
    Flashcards
    4
    Learners
  • IMC Unit 1
    IMC Unit 1

    IMC Unit 1

    By: Holly Noble
    Financial Markets and Institutions, Ethics and Investment Professionalism, The Regulation of Financial Markets Institutions ...
    6
    Decks
    318
    Flashcards
    1
    Learner
  • CII RO1 Exam Flashcards
    CII RO1 Exam Flashcards

    CII RO1 Exam Flashcards

    By: Nikita Phillips
    Unit 1 - The UK Financial Services Industry: An Overview, Unit 2 - Serving the Retail Consumer, Unit 3 - Laws and Legal Concepts Relevant To Financial Advice ...
    4
    Decks
    99
    Flashcards
    23
    Learners
  • Renal
    Renal

    Renal

    By: Georgina Jolliffe
    Assorted electrolytes, Ureter and kidney anatoy, Pumps, ATPase ...
    26
    Decks
    706
    Flashcards
    2
    Learners
  • Chapter 1. Financial Markets & Institutions
    Chapter 1. Financial Markets & Institutions

    Chapter 1. Financial Markets & Institutions

    By: Vemula Shravya
    Financial Services Industry, The Main Financial Institutions, Role Of The Government ...
    30
    Decks
    214
    Flashcards
    1
    Learner
  • Economics
    Economics

    Economics

    By: Zain Mirza
    Theme 1: Introduction to markets and market failure, Theme 3.1 and 3.2: Business growth and objectives, Theme 3.3 : Revenue, costs and profits ...
    11
    Decks
    499
    Flashcards
    3
    Learners
  • ACCA F8 Audit and Assurance
    ACCA F8 Audit and Assurance

    ACCA F8 Audit and Assurance

    By: Lorena Cazaciuc
    2. Statutory and audit regulation, The concept of audit and other assurance engagements, UK Corporate governance ...
    11
    Decks
    109
    Flashcards
    21
    Learners
  • Macro
    Macro

    Macro

    By: Ollie Brown
    Measures of Economic Performance, Aggregate Demand, UK Macro Data 2024 ...
    5
    Decks
    117
    Flashcards
    1
    Learner
  • Chapter 3 - Regulation of financial markets and institutions
    Chapter 3 - Regulation of financial markets and institutions

    Chapter 3 - Regulation of financial markets and institutions

    By: Tunji Adeniyi
    3.2: UK REGULATION, 3.3: FCA: OBJECTIVES AND HIGH-LEVEL STANDARDS, 3.4: REGULATION OF INVESTMENT EXCHANGES ...
    7
    Decks
    99
    Flashcards
    1
    Learner
  • OCR ICT unit 2
    OCR ICT unit 2

    OCR ICT unit 2

    By: Marshall Blanc
    Information classification, Impacts of poor data security, Information used by organisations ...
    18
    Decks
    181
    Flashcards
    75
    Learners
  • Corporate Finance Regulation
    Corporate Finance Regulation

    Corporate Finance Regulation

    By: Phil Moore
    1. Regulatory Infrastructure, 2. The Role of the FCA and the PRA, 3. Company Law 4. AML and CTF ...
    25
    Decks
    724
    Flashcards
    1
    Learner
  • BTF
    BTF

    BTF

    By: Haaaa s
    Chapter 2 - Managing a business, Chapter 3 - Organisational and business structures, Chapter 4 - Introduction to business strategy ...
    13
    Decks
    646
    Flashcards
    2
    Learners
  • CeMAP Unit 1
    CeMAP Unit 1

    CeMAP Unit 1

    By: JOSHUA SAVIDENT
    Topic 1 An Introduction To The Financial Services Industry, Topic 2: Economic Policy & Financial Regulation, Topic 3 UK Taxation ...
    18
    Decks
    1,186
    Flashcards
    8
    Learners
  • Block 2
    Block 2

    Block 2

    By: frankiespeck@hotmail.co.uk Speck
    Nasal Cavity & Paranasal Sinuses, Introduction To Blood, Lungs & Heart, The Ear ...
    45
    Decks
    1,849
    Flashcards
    5
    Learners
  • Micro- Stone
    Micro- Stone

    Micro- Stone

    By: Omer Thau Zuchman
    MICROECONOMICS, Market Failures, Government Failures ...
    17
    Decks
    315
    Flashcards
    1
    Learner
  • R01 Karim
    R01 Karim

    R01 Karim

    By: Karim Mostafa
    Chapter 1 Summary Points, Chapter 2: How the retail consumer is served by the financial services industry, Chapter 3: Legal concepts and considerations relevant to financial advice ...
    11
    Decks
    154
    Flashcards
    4
    Learners
  • CeMAP 1, 2 & 3
    CeMAP 1, 2 & 3

    CeMAP 1, 2 & 3

    By: Storm Wheatley
    CeMAP 1 UKFR 20/21 - Unit 1 - Topic 1 Introduction to the Financial Service Industry, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 2 Economic Policy and Financial Regulation, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 3 UK Taxation 1 ...
    55
    Decks
    35
    Flashcards
    92
    Learners
  • M3: Law
    M3: Law

    M3: Law

    By: Maria Tam
    Building regulations, approved documents and standards, guidance and processes, Accessibility and inclusion legislation, Environmental and sustainability legislation ...
    7
    Decks
    141
    Flashcards
    6
    Learners
  • Investment Environment
    Investment Environment

    Investment Environment

    By: Freddie Melvin
    Chapter 1 - Financial Markets and Institutions, Chapter 2 - Ethics and Investment Professionalism, Chapter 3 - The Regulation of Financial Markets and Institutions ...
    7
    Decks
    493
    Flashcards
    6
    Learners
  • CF
    CF

    CF

    By: Andreas Avraam
    Excluded activity, Glossary, 1.5 Exempt Persons ...
    32
    Decks
    536
    Flashcards
    2
    Learners
  • IMC Unit 1
    IMC Unit 1

    IMC Unit 1

    By: Lili Brown
    1 - Financial Markets and Intermediaries, 2 - Ethics and Investment Principles, 3 - Regulation of Financial Markets ...
    6
    Decks
    191
    Flashcards
    2
    Learners

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