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Learn Uk Regulation

Study Uk Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • CeMAP 1 (Unit one)
    CeMAP 1 (Unit one)

    CeMAP 1 (Unit one)

    By: Grace Barritt
    Topic 1 (The Financial Services Industry), Topic 10 (Pension Products), Topic 9 (Tax Wrappers) ...
    16
    Decks
    635
    Flashcards
    295
    Learners
  • LEVEL 6 Regulation and Compliance
    LEVEL 6 Regulation and Compliance

    LEVEL 6 Regulation and Compliance

    By: Rachel Brooker
    REGULATORY FRAMEWORK, GLOSSARY, Regulatory Framework - European Regulation ...
    17
    Decks
    683
    Flashcards
    2
    Learners
  • Econ Theme 3
    Econ Theme 3

    Econ Theme 3

    By: a k
    3.1.1 - SIzes and types of firms, 3.1.2a/b - Business growth, 3.1.2c ...
    36
    Decks
    678
    Flashcards
    2
    Learners
  • Cemap1 unit 1 and 2
    Cemap1 unit 1 and 2

    Cemap1 unit 1 and 2

    By: Keesha Anderson
    1. Introduction to financial services, 2. Economic Policy and financial regulation, 3. UK Taxation 1 ...
    25
    Decks
    334
    Flashcards
    65
    Learners
  • CeMap 1
    CeMap 1

    CeMap 1

    By: Lucy Russell
    TOPIC 1 - Introducing the financial services industry, TOPIC 2 - Economic policy and financial regulation, TOPIC 4 - UK taxation II ...
    25
    Decks
    531
    Flashcards
    29
    Learners
  • Economics Paper 2
    Economics Paper 2

    Economics Paper 2

    By: Sam Herd
    UK Growth, Unemployment, UK Inflation ...
    14
    Decks
    269
    Flashcards
    1
    Learner
  • IF7 Healthcare insurance products
    IF7 Healthcare insurance products

    IF7 Healthcare insurance products

    By: Neil Park
    Chapter 1 UK Healthcare insurance market, Chapter 2 Healthcare outside the UK, Chapter 3 Core healthcare insurance products ...
    8
    Decks
    236
    Flashcards
    54
    Learners
  • UKFR
    UKFR

    UKFR

    By: Kelsey Phillips
    U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I ...
    27
    Decks
    1,071
    Flashcards
    6
    Learners
  • IF7
    IF7

    IF7

    By: Jenna Misty
    1A - 1C6, 1C6 +, 2 Healthcare outside the UK ...
    11
    Decks
    451
    Flashcards
    11
    Learners
  • IMC Chapter 3
    IMC Chapter 3

    IMC Chapter 3

    By: Emily Havers
    MiFID/ MiFID II/ MiFIR, UCITS Directive/ AIFMD/ Additional, UK Regulation ...
    19
    Decks
    340
    Flashcards
    12
    Learners
  • Regulation & Compliance Chapter 1, 2 & 4
    Regulation & Compliance Chapter 1, 2 & 4

    Regulation & Compliance Chapter 1, 2 & 4

    By: Luke O'Mahoney
    Overview of UK Financial Services Regulation, Regulated Activities, Authorisation and MIFID, Penalties for breaching FSMA 2000 & Collective Invest Scheme ...
    14
    Decks
    240
    Flashcards
    4
    Learners
  • Ro1 Regulations And Ethics Of The Finanacial System
    Ro1 Regulations And Ethics Of The Finanacial System

    Ro1 Regulations And Ethics Of The Finanacial System

    By: Jacques Sheppard
    RO1 EEA Rules, The Context for The UK Financial Services, Consumers Needs And How To Meet Them ...
    14
    Decks
    1,180
    Flashcards
    2
    Learners
  • R01: Financial Services, Regulation and Ethics
    R01: Financial Services, Regulation and Ethics

    R01: Financial Services, Regulation and Ethics

    By: Jonathon Brand
    1. The UK Financial Services Industry: An Overview, 2. Serving the Retail Consumer, 3. Laws and Legal Concepts Relevant to Financial Advice ...
    9
    Decks
    629
    Flashcards
    19
    Learners
  • Risk Management
    Risk Management

    Risk Management

    By: O B
    1.1 The global risk environment, 1.2 The importance of risk management: a stakeholder approach, 1.3 Reasons for risk management ...
    91
    Decks
    854
    Flashcards
    13
    Learners
  • IOC - UK financial reg
    IOC - UK financial reg

    IOC - UK financial reg

    By: Mark Patching
    IOC - UK Reg CH 1 - Regulatory Environment, IOC - UK Reg CH 2 - FSMA 2000 - FSA 2012, IOC - UK Reg CH 3 - Associated Legislation and Regulation ...
    6
    Decks
    193
    Flashcards
    12
    Learners
  • CeMap Mock Revision
    CeMap Mock Revision

    CeMap Mock Revision

    By: MD Tohidul Islam
    UK Fr Unit 1, CoBs Rules 1&2, Regulating Firms ...
    6
    Decks
    98
    Flashcards
    26
    Learners
  • FSRE - Josh
    FSRE - Josh

    FSRE - Josh

    By: Josh Freire-Mckinnell
    Topic 1 - The role and structure of financial markets, Topic 2 - The role of the Government, Topic 3 - Meeting customers needs and priorities ...
    18
    Decks
    407
    Flashcards
    84
    Learners
  • CII: R01 2020-21
    CII: R01 2020-21

    CII: R01 2020-21

    By: Lucie Sudworth
    1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial advice ...
    9
    Decks
    167
    Flashcards
    43
    Learners
  • Banking Law and Regulation
    Banking Law and Regulation

    Banking Law and Regulation

    By: Ismail Wahba
    Module Fundamentals, A History of UK Banking Regulation, The European Banking Regulatory Architecture ...
    6
    Decks
    382
    Flashcards
    3
    Learners
  • IMC Unit 1 -Chapter 3
    IMC Unit 1 -Chapter 3

    IMC Unit 1 -Chapter 3

    By: Sam Nota
    Section 3.1 - International Regulation: EU Directives, Regulation and Guidance, Section 3.2 - UK regulation, Section 3.3 - FCA Objectives and Standards ...
    8
    Decks
    166
    Flashcards
    3
    Learners
  • UKFR
    UKFR

    UKFR

    By: Lee Stapleton
    Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 1 ...
    25
    Decks
    288
    Flashcards
    3
    Learners
  • Financial Markets And institutions
    Financial Markets And institutions

    Financial Markets And institutions

    By: Theo McKibbin Malins-Smith
    1.0 - Financial Markets And institutions, Key Terms And Figures, Ethics And Investment Professionalism ...
    14
    Decks
    777
    Flashcards
    32
    Learners
  • Air Law
    Air Law

    Air Law

    By: Thomas Pears
    ICAO- International Civil Aviation Organisation, Aviation organisations, Aeronautical Information Service ...
    18
    Decks
    370
    Flashcards
    40
    Learners
  • R01 Study
    R01 Study

    R01 Study

    By: Simon Large
    Chapter One: The UK Financial Services Industry: An Overview, Chapter Two: Serving the Retail Customer, Chapter Three: Laws & Legal Concepts ...
    11
    Decks
    301
    Flashcards
    13
    Learners
  • Sustainability
    Sustainability

    Sustainability

    By: Rebecca Ford
    Regulations and Legislation, EPCs and MEES, Other Certificates and Procedures ...
    5
    Decks
    93
    Flashcards
    2
    Learners
  • Class Name
    Class Name

    Class Name

    By: R T
    Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1 ...
    25
    Decks
    410
    Flashcards
    8
    Learners
  • R01 CS
    R01 CS

    R01 CS

    By: Charlotte Scott
    Protection & Insurance, Types Of Client & Business, Regulatory Advice Process ...
    15
    Decks
    219
    Flashcards
    3
    Learners
  • Wrapped: Legal Systems
    Wrapped: Legal Systems

    Wrapped: Legal Systems

    By: Rosanna Goodall
    LS1: Introduction to Law, LS2: The English Legal System, LS3: The personnel of the English Legal System ...
    11
    Decks
    597
    Flashcards
    1
    Learner
  • CII R01 - Financial Services, Regulation & Ethics
    CII R01 - Financial Services, Regulation & Ethics

    CII R01 - Financial Services, Regulation & Ethics

    By: Karishma Hirani
    Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection ...
    23
    Decks
    428
    Flashcards
    31
    Learners
  • IMC UNIT 1 (Edition 21 - Dec 23)
    IMC UNIT 1 (Edition 21 - Dec 23)

    IMC UNIT 1 (Edition 21 - Dec 23)

    By: Nina Blackie
    C1 - Financial Markets & Institutions, C2 - Ethics & Investment Professionalism, C3 - Regulation of Financial Markets & Institutions ...
    7
    Decks
    450
    Flashcards
    3
    Learners

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