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  • Investment Environment
    Investment Environment

    Investment Environment

    By: Freddie Melvin
    Chapter 1 - Financial Markets and Institutions, Chapter 2 - Ethics and Investment Professionalism, Chapter 3 - The Regulation of Financial Markets and Institutions ...
    7
    Decks
    493
    Flashcards
    6
    Learners
  • IMC Unit 1
    IMC Unit 1

    IMC Unit 1

    By: Lili Brown
    1 - Financial Markets and Intermediaries, 2 - Ethics and Investment Principles, 3 - Regulation of Financial Markets ...
    6
    Decks
    191
    Flashcards
    2
    Learners
  • CII R01
    CII R01

    CII R01

    By: Adam Bradbury
    8. Client Advising Skills, 7. The Regulatory Advice Framework, 6. Principles & Rules as Set out in the Regulatory Framework ...
    10
    Decks
    60
    Flashcards
    34
    Learners
  • Ciii - CF1
    Ciii - CF1

    Ciii - CF1

    By: R T
    1. Purpose & Structure Of The UK FS Industry, 2. Main Areas of Financial Advice: The Present, 3. Areas of Financial Advice: The Future ...
    12
    Decks
    127
    Flashcards
    18
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  • LIBF - Certificate in Business Banking and Conduct
    LIBF - Certificate in Business Banking and Conduct

    LIBF - Certificate in Business Banking and Conduct

    By: James Bloor
    Corporate Responsibility and Banking Regulation, The UK Business Banking Sector, Taxation ...
    16
    Decks
    90
    Flashcards
    8
    Learners
  • RO1
    RO1

    RO1

    By: Peter Ffoulkes
    RO1 - S.1 - the UK financial services industry in its European and global context, RO1 - S.2 - how the retail consumer is served by the financial services industry, RO1 - S.3 - legal concepts and considerations relevant to financial advice ...
    10
    Decks
    426
    Flashcards
    3
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  • Ethics and Analysing the News (First Year)
    Ethics and Analysing the News (First Year)

    Ethics and Analysing the News (First Year)

    By: Scarlett Perry
    Editors Code of Practice: IPSO, How Journalism is regulated in the UK: Print, NUJ Code of Conduct ...
    12
    Decks
    157
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    1
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  • 3. Regulation of Financial Markets and Institutions
    3. Regulation of Financial Markets and Institutions

    3. Regulation of Financial Markets and Institutions

    By: ed stringer
    International and European Union Directives, Regulation and Guidance, FCA BS: Investment Research, FCA BS - Product Governance and Disclosure Requirements ...
    14
    Decks
    199
    Flashcards
    3
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  • Citizenship
    Citizenship

    Citizenship

    By: Tom Wilson
    Voting, Improving Political Participation Through Social Media, Participation Outside Of The UK ...
    21
    Decks
    166
    Flashcards
    1
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  • UNIT 2 ICT - Mrs Sangha
    UNIT 2 ICT - Mrs Sangha

    UNIT 2 ICT - Mrs Sangha

    By: T P
    Information styles and their uses, Information classification, Quality of information ...
    15
    Decks
    116
    Flashcards
    15
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  • Renal system
    Renal system

    Renal system

    By: HARRY RICHARDSON
    CLINICAL EMBRYOLOGY OF THE KIDNEYS, URINARY BLADDER AND URETERS, Acid base balance, assorted electrolytes ...
    21
    Decks
    408
    Flashcards
    1
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  • Wrapped: Legal Systems
    Wrapped: Legal Systems

    Wrapped: Legal Systems

    By: Rosanna Goodall
    LS1: Introduction to Law, LS2: The English Legal System, LS3: The personnel of the English Legal System ...
    11
    Decks
    597
    Flashcards
    1
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  • FSRE - DIPFA
    FSRE - DIPFA

    FSRE - DIPFA

    By: Ned Clonan
    Topic 1 The role and structure of financial markets, Topic 2 The role of government, Topic 3 Financial services in the wider economy ...
    20
    Decks
    175
    Flashcards
    67
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  • My CeMap 1
    My CeMap 1

    My CeMap 1

    By: Joel Mitchell
    Topic 1: Introducing the Financial Industry, Topic 2: Economic policy and financial regulation, Topic 3: UK Taxation 1 ...
    17
    Decks
    149
    Flashcards
    27
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  • ICT UNIT 2 - REVISION
    ICT UNIT 2 - REVISION

    ICT UNIT 2 - REVISION

    By: Jake Sandhu
    Information styles and their uses, Information classification, Quality of information ...
    15
    Decks
    104
    Flashcards
    10
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  • UK Politics (Sam)
    UK Politics (Sam)

    UK Politics (Sam)

    By: Sam Phillips
    Political Parties: Development And Polices Of The Conservative Party, Political Parties: Development and Polices Of The Labour Party, Political Parties: Development And Policies Of The Liberal Democrats ...
    51
    Decks
    814
    Flashcards
    3
    Learners
  • CEMAP 1
    CEMAP 1

    CEMAP 1

    By: A Z
    CEMAP 1 TOPIC 1- Introducing the financial services industry, CEMAP 1 Topic 2- Economic policy and financial regulation, CEMAP 1 Topic 3- UK Taxation Part 1 ...
    10
    Decks
    114
    Flashcards
    5
    Learners
  • VPH
    VPH

    VPH

    By: Josie Campbell
    Humane slaughter, PMI of red meat species, PMI of poultry ...
    20
    Decks
    234
    Flashcards
    1
    Learner
  • IT unit 2
    IT unit 2

    IT unit 2

    By: Will Loseby
    LO3 - Data versus information, LO1 - Understand how global information is held and how it is transmitted, LO2 - Understand the styles, classification and the management of global information ...
    6
    Decks
    78
    Flashcards
    4
    Learners
  • Principles of Health & Safety Law
    Principles of Health & Safety Law

    Principles of Health & Safety Law

    By: Ant V
    Sources & Types of Law, UK Acts, Regulations and Orders, Structure & Function of the Courts & Related Institutions ...
    6
    Decks
    78
    Flashcards
    2
    Learners
  • GFC Chapter 1: The International Regulatory Environment
    GFC Chapter 1: The International Regulatory Environment

    GFC Chapter 1: The International Regulatory Environment

    By: Keith Wijeratne
    Chapter 1 - Models of Regulation, Chapter 1 - Regulated Activites and Products, Chapter 1 - Approaches to Supervision ...
    18
    Decks
    159
    Flashcards
    1
    Learner
  • Chapter 3.1 - 3.3 The Regulation Of Financial Markets and Institutions
    Chapter 3.1 - 3.3 The Regulation Of Financial Markets and Institutions

    Chapter 3.1 - 3.3 The Regulation Of Financial Markets and Institutions

    By: Vemula Shravya
    EU: Harmonisation Of Financial Services, EU: The European Securities And Markets Authority, EU: The Markets In Financial Instruments Directive ...
    28
    Decks
    238
    Flashcards
    1
    Learner
  • IT L3 Unit 2
    IT L3 Unit 2

    IT L3 Unit 2

    By: Ishverpal Toor
    Information styles, Information classification, Quality of information ...
    11
    Decks
    63
    Flashcards
    5
    Learners
  • Bee 2 Honey 2.1-2.17
    Bee 2 Honey 2.1-2.17

    Bee 2 Honey 2.1-2.17

    By: Emma Morley
    2.1 UK Regulations for Honey, 2.2 Methods for uncapping and separating cappings, 2.3 Honey Extraction ...
    17
    Decks
    152
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    4
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  • Nebosh Diploma Unit A - e1.1 - e10.7
    Nebosh Diploma Unit A - e1.1 - e10.7

    Nebosh Diploma Unit A - e1.1 - e10.7

    By: William Robertson
    e1.1 - Reasons for effective management of H&S, e1.2 - Societal factors which influence an organisation's Health and Safety standards and priorities, e1.3 - The uses of, and reasons for, introducing a health and safety management system ...
    27
    Decks
    283
    Flashcards
    14
    Learners
  • Z Health And Safety NDip A
    Z Health And Safety NDip A

    Z Health And Safety NDip A

    By: zara mosgrove
    The Health And Safety At Work Act 1974, 2.6 NDipA Contract Law, 2.5 NDipA COURTS ...
    14
    Decks
    113
    Flashcards
    5
    Learners
  • Interpreting Financial & Accounting Information
    Interpreting Financial & Accounting Information

    Interpreting Financial & Accounting Information

    By: O B
    1.1 Regulatory framework - introduction, 1.2 The need for a regulatory framework, 1.3 Agency theory and the role of corporate governance ...
    161
    Decks
    916
    Flashcards
    32
    Learners
  • PY4070: Legislation
    PY4070: Legislation

    PY4070: Legislation

    By: Tarannum Qureshi
    The Pharmacy contract, Introduction to the misuse of drugs act, Laws and legal systems in the uk ...
    5
    Decks
    43
    Flashcards
    1
    Learner
  • R01
    R01

    R01

    By: Jacob Graham
    Chapter 1 - UK Financial Services (European & Global Context), Chapter 4 - Financial Services Regulation, Chapter 3 - Legal Concepts And Considerations ...
    4
    Decks
    79
    Flashcards
    1
    Learner
  • Regulation
    Regulation

    Regulation

    By: Ellie Ricou
    Insider Dealing, Market Abuse, The Retail Distribution Review ...
    8
    Decks
    72
    Flashcards
    1
    Learner

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